Overview
At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world’s financial system we touch nearly 20% of the world’s investible assets. Every day around the globe, our 50,000+ employees bring the power of their perspective to the table to create solutions with our clients that benefit businesses, communities and people everywhere.
We continue to be a leader in the industry, awarded as a top home for innovators and for creating an inclusive workplace. Through our unique ideas and talents, together we help make money work for the world. This is what #LifeAtBNY is all about.
We’re seeking a future team member for the role of Senior Associate, Regulatory Oversight Management to join our Corporate Trust teams. This role is located in Wrocław, Poland – HYBRID.
Team/Department overview
Within EMEA, we currently have Corporate Trust Global Client Services teams in Dublin and Wexford and the teams continue to grow as we take on new business with overall responsibility for the operational relationship with our Clients. We work in a global model and are closely aligned to our colleagues in other locations such as the UK, US and India in order to streamline and support our automation agenda.
In this role, you’ll make an impact in the following ways:
- To monitor and record all Corporate Trust business with an incorporated EMEA role within MBoB for CASS and CAP regulations. This includes new business, amendments, and updates to existing portfolio.
- To monitor and record all opened GSP accounts owned by Corporate Trust and link them to the respective deal/contract. Maintaining those still under review or out of scope.
- Escalate accordingly to relevant stakeholders any discrepancies between account openings/system records to executed client contracts.
- Monitoring of balances on all Corporate Trust security accounts to ensure an appropriate governing contract is in place.
- Complete daily/weekly/monthly/quarterly reconciliations as appropriate.
- Maintain, review, and enhance the Corporate Trust control mapping Framework to ensure compliance to minimum control standards.
- Review and assess applicable risks to the CT business to ensure an effective control environment.
- Assist with internal and external audits, compliance monitoring reviews and embedded control testing where appropriate. Ensuring all evidence is complete and accurate as well as any respective remedial actions are appropriately tracked and completed within the required timeframes.
- Support the existing and future Platform operating business models.
- Manage the quarterly MiFID Client statement process ensuring all obligations are met.
- Maintain an appropriate level of CASS/CAP knowledge and awareness to meet the requirements of the role.
- Adherence to external Regulations as well as internal Risk and Compliance minimum standards.
To be successful in this role, we’re seeking the following:
- Bachelors degree or the equivalent combination of education and experience is required.
- 3-5 years of experience preferred.
- Experience in the securities or financial services industry preferred.
- Proficient in Excel
- Highly developed interpersonal skills
- Business English
At BNY, our culture speaks for itself. Here’s a few of our awards:
- America’s Most Innovative Companies, Fortune, 2024
- World’s Most Admired Companies, Fortune 2024
- Human Rights Campaign Foundation, Corporate Equality Index, 100% score, 2023-2024
- Best Places to Work for Disability Inclusion, Disability: IN – 100% score, 2023-2024
- “Most Just Companies”, Just Capital and CNBC, 2024
- Dow Jones Sustainability Indices, Top performing company for Sustainability, 2024
- Bloomberg’s Gender Equality Index (GEI), 2023
Our Benefits and Rewards:
BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life’s journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter.
BNY is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans
Employer Description:
For over 230 years, the people of BNY Mellon have been at the forefront of finance, expanding the financial markets while supporting investors throughout the investment lifecycle. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments and safeguards nearly one-fifth of the world's financial assets. BNY Mellon remains one of the safest, most trusted and admired companies. Every day our employees make their mark by helping clients better manage and service their financial assets around the world. Whether providing financial services for institutions, corporations or individual investors, clients count on the people of BNY Mellon across time zones and in 35 countries and more than 100 markets. It's the collective ambition, innovative thinking and exceptionally focused client service paired with a commitment to doing what is right that continues to set us apart. Make your mark: bnymellon.com/careers.
